Tag: systems and controls
Showing 6 out of 6 results
09 October 2024
FCA fines Starling Bank £29m for failures in financial crime controls
10 November 2023
APP Fraud: Prevention is surely better than paying out
07 November 2023
Insights on outsourcing and other lessons from a data breach - the UK FCA perspective
02 October 2023
Sanctions tracker: FCA reports on review of firms' sanctions controls
02 June 2015
UK: Cyber-security - what level of security will be sufficient to meet a firm's regulatory obligations?
Firms' confidential information, and the personal data of their customers, is increasingly being recognised as a valuable commodity, attracting the …
02 December 2014
Hong Kong regulators call on senior management to ensure that their firm's information security management and system security controls are effective
Senior Managers of firms licensed by the Securities and Futures Commission ("SFC") should take heed of the twin circulars recently issued by the …