FSR and Corporate Crime Notes
Tag: ucits
Showing 12 out of 12 results
EU Sustainable Finance – pulling it all together
ESG for financial institutions – Top five trends in UK and EU regulation for 2023
Forthcoming financial services regulatory developments - February and March 2022
Forthcoming financial services regulatory developments - December 2021 and January 2022
February 2021: The month ahead in financial services regulatory developments…
ESMA writes a letter to the European Commission regarding the reform of the AIFMD
The month ahead in financial services regulatory developments…
Revamped SFC Code on Unit Trusts and Mutual Funds targeted for implementation on 1 January 2019 with transitional period
On 6 December 2018, the Securities and Futures Commission (SFC) published the conclusions to its consultation on proposed amendments to the Code on Unit …
SFC and AMF sign MOU on mutual recognition of funds between Hong Kong and France
Last week, the Securities and Futures Commission (SFC) of Hong Kong announced that it had signed a Memorandum of Understanding (MOU) with the …
EU: Final ESMA Guidelines on UCITS V remuneration provisions: ESMA addresses the application of the proportionality principle under UCITS V and AIFMD
The European Securities and Markets Authority ("ESMA") has published its final guidelines on the remuneration requirements of the UCITS V directive (the …
EU: ESMA disagrees with the EBA on proportionality: guidelines on remuneration under UCITS V are published for consultation
On 23 July 2015, the European Securities and Markets Authority ("ESMA") published its draft guidelines on the implementation of the UCITS V remuneration …
AIF and UCITS marketing in France: the AMF clarifies its regulations
The AMF has issued a position and an instruction dated 30 June 2014 clarifying the rules for marketing AIFs (alternative investment funds) and UCITS …