FSR and Corporate Crime Notes
Tag: uk listing authority
Showing 2 out of 2 results
12 July 2015
UK Listing Rules: fine for failing to identify related party transactions
The FCA's recent fine for breaches of the Listing Rules, principally in respect of failures in systems and controls to identify related party …
02 November 2011
UK regulatory reform - Responses to the Government consultation on "A new approach to financial regulation"
HM Treasury has published a summary of responses to its consultation on the reform of the UK financial services regulatory regime. The paper …