Tag: smcr
Showing 11 out of 11 results
UK insurance regulation: looking ahead to 2024
D&I in the UK financial sector - driving change
Review of SMCR launched
UK insurance regulation: looking ahead to 2023
COVID-19: Governance: PRA and FCA confirm expectations for regulated firms under SMCR (UK)
The PRA and FCA have set out their expectations for UK-regulated firms under the Senior Managers and Certification Regime ("SMCR") in the light of the …
COVID-19 Governance: Regulatory impact for insurers
The COVID-19 pandemic is creating significant health, social and economic challenges world-wide, forcing governments and businesses to assess the impact …
COVID 19 - PRA and FCA guidance on key workers in financial services
The UK Government has published guidance requesting that schools and other educational institutions provide limited care for children whose parents have …
FCA warns CEOs to tackle non-financial misconduct
Near-final rules for extension of SMCR to insurers and brokers published
Near-final rules for the extension of the Senior Managers & Certification Regime (SMCR) to all financial services firms, including insurers and …
EXTENDING THE SENIOR MANAGERS AND CERTIFICATION REGIME TO INSURERS
The UK Senior Managers and Certification Regime (SMCR) is being extended to all financial services firms during 2018. PRA and FCA proposals applying to …
FCA CONSULTS ON EXTENDING THE SMCR TO INSURANCE INTERMEDIARIES
The FCA has published proposals to extend the Senior Managers and Certification Regime (SMCR), which already applies to banks, to other financial …