EP 12: ASIC v RM Capital
Join Partners Michael Vrisakis and Andrew Eastwood and solicitor Abby Sutherland in conversation on reasonable steps obligations and conflicted remuneration, as illuminated in the recent case of Australian Securities and Investments Commission v R M Capital Pty Ltd [2024] FCA 151.
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About the FSR GPS Podcast Series
Our "FSR GPS" podcast series explores topical and emerging issues in financial services regulation that are of strategic importance for our clients and the financial services sector more broadly.
We aim to provide guidelines, principles and strategies (i.e. the "GPS") to assist financial services providers to navigate complex, and sometimes opaque or ambiguous, legal and regulatory requirements in a constantly evolving environment.
Join us in conversation with our resident FSR experts to explore some of the complex challenges faced by the financial services industry.
Keep a look out for the next episodes in the series.
If any of the topics covered in this series are of interest to you, or you would like to discuss anything further, we would be happy to connect you with one of our experts.
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The articles published on this website, current at the dates of publication set out above, are for reference purposes only. They do not constitute legal advice and should not be relied upon as such. Specific legal advice about your specific circumstances should always be sought separately before taking any action.