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Showing 57 out of 57 results
17 November 2017
SFC publishes consultation conclusions on enhancing regulation of asset management industry and point-of-sale transparency and launches further consultation
17 October 2017
HKMA continues its focus on corporate governance with circular to harmonise section 72B with "manager in charge" regime
3 October 2017
New regulatory trial grounds for fintech firms in Hong Kong - Regulators announce additional fintech sandboxes
22 September 2017
Regulators around the world become more vocal regarding the potential risks associated with ICOs
4 September 2017
Spotlight on investor protection: the Financial Dispute Resolution Centre implements a more moderate package of reforms
12 June 2017
Herbert Smith Freehills leads ASIFMA member working group to formulate Best Practices for Effective Development of Fintech
6 January 2017
SFC ISSUES FURTHER GUIDANCE ON SUITABILITY OBLIGATIONS – THE CORNERSTONE OF INVESTOR PROTECTION
19 December 2016
SFC ANNOUNCES “MANAGER IN CHARGE” REGIME TO HEIGHTEN SENIOR MANAGEMENT ACCOUNTABILITY FOR FINANCIAL INSTITUTIONS IN HONG KONG
7 December 2016
Shenzhen-Hong Kong Stock Connect open for business
Showing 57 out of 57 results