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Special edition of the Primary Market Bulletin on Brexit
The Financial Conduct Authority (FCA) has published a special Primary Market Bulletin No.32 on Brexit to remind issuers and investors of the …
Pre-Emption Group Guidelines - temporary relaxations to end
The Pre-emption Group has confirmed that the additional flexibility under the Pre-emption Group Guidelines, which was introduced on a temporary …
Capital Markets - UK Listings Review call for evidence
The government is undertaking a review of the UK listing regime in light of Brexit. The objective of the Review is to propose reforms to the UK …
Updated ESMA Q&A and FCA approach to prospectus disclosure guidelines
ESMA has updated its Q&A on the Prospectus Regulation to include additional questions in relation to Brexit. Issues addressed in the …
Prospectus Regulation – final amendments to Delegated Regulations published
The European Commission has published final versions of two regulations that amend and correct two Delegated Regulations under the Prospectus Regulation. …
Extension of temporary relaxations under Pre-emption Group Guidelines
The Pre-Emption Group (PEG) has announced that it is extending the temporary additional flexibility under the pre-emption guidelines in light of …
Proposed relaxations to the prospectus regime
The EU Commission has announced some proposed temporary changes to the Prospectus Regulation in light of the Covid-19 pandemic. Changes that would be …
Company censured for breaches of the AIM Rules
The London Stock Exchange has censured and fined Yü Group plc £300,000 for failing to maintain effective controls to enable compliance with the AIM Rules …
Latest FCA Primary Market Bulletin
The Financial Conduct Authority (FCA) has published the 30th edition of its Primary Market Bulletin (PMB). Topics covered in the PMB include: PDMR …
Covid-19 – latest developments for corporate practitioners
The following guidance and materials may be of interest to companies in light of the Covid-19 pandemic. Corporate reporting FRC thematic review – The …
ESMA guidelines on disclosure requirements
The European Securities and Markets Authority (ESMA) has published the final Guidelines on disclosure requirements under the Prospectus Regulation …
Consolidated corporate update January to June 2020
This half-yearly update briefing summarises the major developments in UK corporate law and regulation which have occurred over the last six months and …
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