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Company fined for breach of Listing Rules
The FCA has fined Metro Bank PLC £10 million for breaches of Listing Rule 1.3.3R (misleading information not to be published). This follows …
Primary Market Bulletin 42 and Market Watch 71
The Financial Conduct Authority (FCA) has published market guidance for issuers, on a range of topics, in Primary Market Bulletin …
New guidelines on disapplying pre-emption rights
The Pre-Emption Group (PEG) has published a revised Statement of Principles for the disapplication of pre-emption rights, along with new …
FCA enforcement action – non-executive Chair fined for disclosing inside information
The Financial Conduct Authority (FCA) has fined Sir Christopher Gent (SCG), the former non-executive Chair of ConvaTec Group Plc, £80,000 for …
FCA enforcement action – company censured and executive directors fined for breaches of Listing Rules and MAR
The Financial Conduct Authority (FCA) has censured Carillion and provisionally fined three of the company's former executive directors for breaches of …
Climate reporting – FCA and FRC reviews
The Financial Conduct Authority (FCA) and Financial Reporting Council (FRC) have published two reports on the quality of climate-related reporting by …
Financial Services and Markets Bill 2022-23 published
A Financial Services and Markets Bill has been published as part of the government’s Future Regulatory Framework Review (FRF Review). …
'On the horizon' podcast
We have released our 'on the horizon' podcast, which is a short summary of the more material developments we expect to see in the next 6-12 months that …
Consolidated corporate update January to June 2022
We have published our half-yearly update briefing which summarises the major developments in UK corporate law and regulation that have occurred over the …
FCA consultation on restructuring the UK listing regime
The Financial Conduct Authority (FCA) has published a discussion paper (DP22/2) in which it is seeking further views on the structure of the UK listing …
Corporate Governance snapshot: New rules on diversity-related disclosures for listed companies
We have launched our latest Corporate Governance snapshot which is available here; this snapshot covers the FCA's new rules on diversity-related …
FCA publishes final rules on diversity-related disclosures by listed companies
The Financial Conduct Authority (FCA) has published a policy statement (PS22/3) setting out rule changes that will require premium and standard listed …
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