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Special edition of the Primary Market Bulletin on Brexit
The Financial Conduct Authority (FCA) has published a special Primary Market Bulletin No.32 on Brexit to remind issuers and investors of the …
Recent FCA publications
The Financial Conduct Authority (FCA) has published Primary Market Bulletin 31 (PMB 31), and through it publicised two recent reviews it has …
Changes to PDMR dealing notification regime
The Financial Services Bill has been introduced to Parliament. It amends certain aspects of the legislative and regulatory framework for financial …
Criminal proceedings instituted against individuals for false and misleading statements
The Financial Conduct Authority (FCA) has announced that it has begun criminal proceedings against the former chief executive, the former chief …
FCA enforcement action against CEO for disseminating misleading information
The FCA has publicly censured the former Chief Executive Officer of Worldspreads Group plc, a company which was traded on AIM, for market abuse. …
Consolidated corporate update January to June 2020
This half-yearly update briefing summarises the major developments in UK corporate law and regulation which have occurred over the last six months and …
FCA enforcement action
The Financial Conduct Authority (FCA) has censured Redcentric PLC for market abuse. Redcentric has agreed to pay compensation to affected investors. The …
FCA guidance for industry regulators on handling inside information
The Financial Conduct Authority (FCA) has published a Primary Market Bulletin (PMB No. 29), in which it sets out the results of its consultation (in PMB …
COVID-19 - latest developments for corporate practitioners
Further guidance for companies has been published in light of the COVID-19 pandemic. Company meetings and other corporate actions Shareholder meetings …
ESMA consultation on the EU SME growth market regime
The European Securities and Markets Authority (ESMA) has published a press release and consultation on the Small and Medium-sized enterprises (SME) …
Changes to MAR and PR for issuers on SME growth markets
The Market Abuse Regulation (MAR) and Prospectus Regulation (PR) have been amended for issuers on SME growth markets. In the UK, AIM is an SME growth …
Showing 11 out of 11 results
