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Primary Market Bulletin 42 and Market Watch 71
The Financial Conduct Authority (FCA) has published market guidance for issuers, on a range of topics, in Primary Market Bulletin …
FCA enforcement action – non-executive Chair fined for disclosing inside information
The Financial Conduct Authority (FCA) has fined Sir Christopher Gent (SCG), the former non-executive Chair of ConvaTec Group Plc, £80,000 for …
FCA enforcement action – company censured and executive directors fined for breaches of Listing Rules and MAR
The Financial Conduct Authority (FCA) has censured Carillion and provisionally fined three of the company's former executive directors for breaches of …
Financial Services and Markets Bill 2022-23 published
A Financial Services and Markets Bill has been published as part of the government’s Future Regulatory Framework Review (FRF Review). …
Consolidated corporate update January to June 2022
We have published our half-yearly update briefing which summarises the major developments in UK corporate law and regulation that have occurred over the …
FCA enforcement action – former CFO of AIM-listed company sentenced for misstated results
The former chief financial officer of Redcentric Plc has been sentenced to five and a half years' imprisonment and disqualified from being a director for …
Conflict in Ukraine – FCA reminder to issuers, our sanctions tracker and Bill on register of overseas entities that own UK property
The Financial Conduct Authority (FCA) has published a statement reminding issuers of their disclosure obligations under the UK Market Abuse Regulation …
FCA enforcement action – former CFO and finance director of AIM-listed company convicted for misstated results
Following criminal proceedings brought by the Financial Conduct Authority (FCA), the former chief financial officer and the former finance director of …
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