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Building Operational Resilience: UK regulators launch consultations
** This post was updated on 17 March 2020 to reflect the FCA’s publication of information for firms on Coronavirus (Covid-19) response and …
FCA Deploys Temporary Intervention Powers to Ban Mass Marketing of Mini-Bonds
On 26 November 2019, the FCA announced that it would use its temporary intervention powers to restrict the mass marketing of speculative mini-bonds to …
Crypto assets and the market abuse regulation: Main challenges
First published on Thomson Reuters Regulatory Intelligence on 31 October 2019. This fourth article of a series on crypto assets considers which crypto …
Cryptoassets: Personal account dealing policies and procedures
First published on Thomson Reuters Regulatory Intelligence on 15 July 2019. This third article of a series on cryptoassets focuses on personal account …
A new regulatory regime for peer-to-peer lending
In June, the FCA published its policy statement on crowdfunding platforms (PS19/14). PS19/14 contains two new sets of rules which apply to: (i) …
FCA calls for input on proposed Cross-sector Sandbox by 30 August 2019
New technologies, such as artificial intelligence ("AI") and distributed ledger technology ("DLT"), continue to have a significant impact on the way in …
Showing 6 out of 6 results
