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01 September 2020
ESMA writes a letter to the European Commission regarding the reform of the AIFMD
08 April 2020
ESMA proposes changes to MiFID II inducements and costs and charges disclosure regimes
On 1 April 2019 the European Securities and Markets Authority (ESMA) published its final report to the European Commission (EC) setting out its technical …
14 October 2019
Corporate Crime update - Autumn 2019
19 September 2019
The new regulatory regime for insurance intermediaries in Hong Kong – are you ready for 23 September 2019?
On 23 September 2019, the new statutory regime for the regulation of insurance intermediaries will take effect. This represents the final stage of …
30 August 2019
The month ahead in financial services regulatory developments…
09 November 2012
Dear CEO: please confirm your asset management firm has identified and mitigated the risk of conflicts of interest between it and its customers
Conflicts of interest between asset managers and their customers: Identifying and mitigating the risks is a 'Dear CEO' publication in which the FSA …
Showing 6 out of 6 results