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New DFSA Sourcebook Module, 'Code of Market Conduct' comes into force
A new Code of Market Conduct, which has identical standing to formal Guidance contained within the Dubai Financial Services Authority ("DFSA") Rulebook, …
UK: key points for financial institutions on Government response to BIS transparency and trust paper
On 21 April 2014, the Government published its response to the Department for Business, Innovation and Skills (BIS)'s July 2013 discussion paper …
ESMA consultation on notification of interests in listed companies under revised Transparency Directive
The European Securities and Markets Authority (ESMA) is consulting on draft regulatory technical standards on how interests in listed companies should be …
IOSCO: monitoring of implementation of the Principles for Financial Market Infrastructures begins
The International Organisation of Securities Commissions (IOSCO) and the Committee on Payment and Settlement Systems (CPSS) have announced that they have …
UK: Financial Conduct Authority (FCA)'s Risk Outlook and Business Plan for 2013 published
The FCA's Risk Outlook (FCA RO) has been published today, setting out the regulator's current thinking on conduct in financial markets by …
Updates to European Commission's MiFID Q&A website
The European Commission has published new questions and answers on several issues related to the Markets in Financial Instruments Directive …
London Stock Exchange - Government and LSE to develop proposals for a new route to IPO
BIS has announced that it has developed proposals with the LSE to attract entrepreneurs and high-growth companies to the UK. It says that the …
Showing 103 out of 103 results