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25 November 2024
Hong Kong SFC targets asset management misconduct – Are you ready for an inspection?
19 November 2024
UK introduces amendments to multiple sanctions regimes to improve ability to implement and enforce financial sanctions
08 November 2024
Soundings out: Hong Kong's new regime on market soundings
08 November 2024
Failure to Prevent Fraud Offence: The long-awaited Government Guidance is published – companies have until September 2025 to implement "reasonable procedures"
10 October 2024
OTSI goes live: New UK trade sanctions enforcement regime takes effect
19 September 2024
OTSI - new trade sanctions civil enforcement powers in effect from October 2024
24 May 2024
FCA consults on extending the SDR and investment labels regime to portfolio managers
05 February 2024
EEA UCITS operators take note: the Overseas Funds Regime to start by the end of 2026
10 November 2023
APP Fraud: Prevention is surely better than paying out
17 October 2023
Diversity and inclusion in the UK financial sector - driving change
05 October 2023
Attention all auditors, again – HKMA and AFRC enter into new Memorandum of Understanding to strengthen collaboration
03 May 2023
PRA releases 2023/24 Business Plan
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