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18 May 2020
COVID-19: Temporary bans on short selling in the EU come to an end
Those national regulators in the EU which had put in place temporary restrictions on any short selling of securities admitted to trading on regulated …
15 May 2020
Corporate Crime update - Spring 2020
06 May 2020
The month ahead in financial services regulatory developments…
05 May 2020
OFAC Issues Finding of Violation — but No Penalty — for Sanctions Violations Caused by Compliance System Defects and Human Error
On April 30, 2020, the US Department of Treasury (“Treasury”)’s Office of Foreign Assets Control (“OFAC”) issued a Finding of Violation to …
27 April 2020
COVID-19: Pressure Points: Impact on UK criminal investigations & justice system
23 April 2020
German Ministry of Justice releases official draft Corporate Sanctions Act
Germany is progressing towards a corporate sanctions law addressing the criminal conduct of companies, regarding executive bodies, managers and employees …
21 April 2020
OFSI imposes fourth monetary penalty in respect of financial sanctions
25 March 2020
COVID-19: Short selling restrictions and other reporting developments in the EU
[This post was last updated on 16 April 2020 to reflect the extensions to the temporary bans on short selling by EU national regulators] SHORT SELLING …
25 February 2020
The month ahead in financial services regulatory developments…
09 December 2019
Corporate Crime update - December 2019
14 October 2019
Corporate Crime update - Autumn 2019
01 October 2019
High Court finds terms of English law Facility Agreement allowed borrower to withhold interest payments given risk of US “secondary” sanctions
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