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19 May 2012
The JOBS Act and its Impact on Foreign Private Issuers
On 5 April 2012, President Obama signed the Jumpstart Our Business Startups Act (the "JOBS Act"). Its stated purpose is to increase American job creation …
16 March 2012
A substantial likelihood that SEC policy of "no admission" settlements will continue
In a preliminary opinion handed down yesterday, the US Court of Appeals (2nd Circuit) granted the SEC's application for a stay of district …
09 November 2011
Client Money and Assets: emerging issues
FSA fines for client money and asset failings continue to make the headlines. In the attached briefing, we look at the enforcement decision in relation …
Showing 183 out of 183 results