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Liability of Credit Rating Agencies confirmed by Australian Appeal court
The Full Federal Court in Australia has confirmed that, as a matter of Australian common law, a rating agency owes a duty of care to investors in a rated …
Australia: ASIC's report card on handling confidential information - 'could do better'
Following the selective briefing of analysts by Newcrest in mid-2013, ASIC announced that it would sit in on communications between companies and …
Corporate Crime Update - May 2014
Welcome to the May 2014 edition of our corporate crime update - our round-up of developments in relation to corruption, money laundering, fraud, …
Australia: All-at-sea – ASIC takes aim at Mariner and its directors
ASIC's announcement of its intention to bring civil proceedings alleging breaches of Australia’s takeover laws by Mariner Corporation Limited is a …
Corporate Crime Update – April 2014
Welcome to the April 2014 edition of our corporate crime update – our round-up of developments in relation to corruption, money laundering, fraud, …
December 2013 Corporate Crime update
Welcome to the December 2013 edition of our corporate crime update - our round up of developments in relation to corruption, money laundering, fraud, …
ASIC releases another report on retail structured products
ASIC has released Report 377 "Review of advice on retail structured products", which reports in relation to a sample of personal advice given to …
Australia: APRA refines its prudential approach to securitisation
The Australian Prudential Regulation Authority (APRA) has given the Australian securitisation industry further insight on its current thinking around the …
September 2013 Corporate Crime Update
The September 2013 edition of our Corporate Crime Update covers developments in relation to corruption, money laundering, fraud, sanctions and related …
Australia: When and how ASIC gives your information to others
While the Australian Securities and Investments Commission (ASIC) has the power to commence its own proceedings, it is also able to assist private …
Australian civil penalty settlement agreements: a new approach – ASIC v Ingleby
The recent decision of ASIC v Ingleby in the Victorian Supreme Court of Appeal signals a new approach by Victorian courts to negotiated settlements of …
Australian funds, are you FATCA ready?
FATCA is United States legislation which is designed to enable the IRS to obtain information about offshore accounts held by US. taxpayers. The …
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