FSR and Corporate Crime Notes
Tag: dark pools
Showing 2 out of 2 results
10 November 2015
Hong Kong: A reminder to dark pool operators - are you ready for 1 December?
The regulatory regime for dark pool operators in Hong Kong, as set out in the new paragraph 19 and Schedule 8 of the Code of Conduct for Persons Licensed …
28 May 2015
Amendments to the regulatory regime for dark pool operators in Hong Kong
On 15 May 2015, the Securities and Futures Commission (SFC) published its consultation conclusions concerning the regulation in Hong Kong of dark pools, …