The regulatory regime for dark pool operators in Hong Kong, as set out in the new paragraph 19 and Schedule 8 of the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission, will come into effect on 1 December 2015.
For more commentary from our team in Hong Kong, click here. The key requirements under the new regulatory regime are set out in our briefing issued in May 2015.
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