FSR and Corporate Crime Notes
Tag: sfc
Showing 12 out of 91 results
09 May 2024
Tackling insider dealing: Levelling the playing field
28 February 2024
Year of the Dragon: Round up of recent developments to the regulatory framework for virtual asset activities in Hong Kong and Singapore
17 October 2023
Hong Kong SFC proposes new guidelines for market soundings
11 August 2023
Hong Kong SFC broadens powers to tackle insider dealing, but puts on hold other proposed measures following industry feedback
26 May 2023
Hong Kong gives green light to retail access to crypto platforms as guardrails are finalised
01 March 2023
Hong Kong SFC paves the way for retail access to crypto platforms … provided safeguards are in place
22 December 2022
Hong Kong virtual asset regulation – 2022 wrap-up and what to expect in the new year
28 September 2022
Digital due diligence – SFC shines regulatory spotlight on Hong Kong online platforms in latest review report
12 August 2022
Webinar: Panel discussion - New Hong Kong licensing regime for VASPs
20 June 2022
Hong Kong SFC seeks to bolster investor compensation remedies as part of a package of enforcement-related reforms
11 May 2022
Hong Kong Stock Exchange and SFC announce rule amendments to reflect new conduct requirements for bookbuilding and placing activities to be implemented on 5 August 2022
02 March 2022
Crypto assets go mainstream – new SFC and HKMA guidance for intermediaries and banks on virtual asset-related activities
Showing 12 out of 91 results
View more