Tag: mifid
Showing 12 out of 23 results
21 May 2024
CRD VI: Non-EU banks must review their European operating model now
22 September 2023
EU Sustainable Finance – pulling it all together
03 May 2023
FCA finalises plans to improve functioning of equity secondary markets
16 June 2022
Sustainability changes to MiFID - Practical implications for firms
31 January 2022
Forthcoming financial services regulatory developments - February and March 2022
01 December 2021
Forthcoming financial services regulatory developments - December 2021 and January 2022
01 October 2021
October 2021: The month ahead in financial services regulatory developments…
27 July 2021
FCA CEO sets out transformational agenda for the regulator and the regulated – the 2021/22 FCA Business Plan
21 April 2021
Investment firms take note: FCA publishes second IFPR consultation
27 August 2020
September 2020: The month ahead in financial services regulatory developments…
25 June 2020
First steps taken on new UK prudential regime for investment firms
18 June 2020
IOSCO proposes updated Outsourcing Principles as Covid-19 drives operational resilience to the top of the agenda
Showing 12 out of 23 results
View more