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AIFMD: Back to basics on scope and marketing following the Commission's Q&A and the FCA'S CP13/9
In some ways it is surprising that four years on from the first appearance of the draft of the Alternative Investment Fund Managers Directive (the …
MAS publishes amendments to the rules governing collective investment schemes and closed-ended funds in Singapore
On 26 December 2012, the Monetary Authority of Singapore ("MAS") issued a consultation paper relating to proposals to amend the Securities and Futures …
UK: Financial Conduct Authority (FCA)'s Risk Outlook and Business Plan for 2013 published
The FCA's Risk Outlook (FCA RO) has been published today, setting out the regulator's current thinking on conduct in financial markets by …
UK: Firms needing early full-scope AIFM authorisation must complete FSA's survey
UK Alternative Investment Fund Managers (AIFMs) that may need early full-scope authorisation in order to continue their operations in other EEA …
Courts offer robust assessment of mis-selling claims by high net worth clients
Two court judgments issued in the last few weeks have highlighted the importance of testing properly the evidence of investors who bring mis-selling …
UK FSA prohibits short-selling in some Italian shares in support of CONSOB ban
The FSA has temporarily prohibited short-selling in the following financial instruments: Banco Popolare shares (ISIN code: IT0004231566) …
Updates to European Commission's MiFID Q&A website
The European Commission has published new questions and answers on several issues related to the Markets in Financial Instruments Directive …
Showing 19 out of 19 results
