FSR and Corporate Crime Notes

Tackling insider dealing: Levelling the playing field

Hong Kong SFC broadens powers to tackle insider dealing, but puts on hold other proposed measures following industry feedback

Corporate Crime update - March 2021

Singapore and Hong Kong regulators propose enhanced enforcement powers to tackle bad apples

Corporate Crime update - August 2020

Corporate Crime update - Spring 2020

HKMA publishes supervisory expectations and sound practices relating to algo trading following thematic examinations

On 6 March 2020, the HKMA issued a circular setting out its expectations on risk management for algorithmic (algo) trading, as well as sound practices …

Corporate Crime update - Winter 2020

Corporate Crime update - December 2019

SFC sets out standards expected of asset managers in considering private fund and discretionary account arrangements and transactions

On 21 November 2019, the Securities and Futures Commission (SFC) published a circular to licensed corporations regarding dubious private fund and …

Casting the regulatory net over virtual assets – HK's SFC finalises new regulatory framework for virtual asset trading platforms

On 6 November 2019, Hong Kong's Security and Futures Commission (SFC) issued a position paper setting out a new regulatory framework for the licensing of …

Hong Kong SFC highlights common types of corporate misconduct in acquisitions and disposals

The SFC has recently published its Statement on the conduct and duties of directors when considering corporate acquisitions or disposals. The statement: …