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PRA and FCA provide feedback on the implementation of the Senior Managers' and Certification Regimes for banks and insurers, and propose adjustments to strengthen the regime
On 28 September 2016, the FCA and PRA (the Regulators) issued a suite of papers setting out their feedback on the implementation of the Senior Managers …
UK: FCA and PRA final rules on regulatory references: strengthening accountability in banking and insurance
The FCA and PRA have published new policy statements relating to regulatory references under the new accountability regimes for banks and insurers, which …
PRA and FCA updated guidance on CRDIV remuneration rules
The PRA and FCA have each issued consultation papers setting out draft updated guidance in respect of the CRDIV remuneration rules. The proposed updates …
UK: One month to deadline for implementing FCA and PRA whistleblowing rules
Given the distractions of the summer holiday season and the aftermath of the Brexit referendum, it would be understandable if other developments slipped …
UK: A guide to the PRA's proposals on the Solvency II remuneration rules
The PRA has issued a draft Supervisory Statement, containing guidance on how Solvency II remuneration rules are to be applied (Draft Guidance). The …
Use of predictive coding for e-disclosure endorsed by English High Court
A decision of the English High Court handed down earlier this week has expressly approved the use of predictive coding (also known as technology assisted …
Showing 6 out of 6 results
