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25 November 2024
Hong Kong SFC targets asset management misconduct – Are you ready for an inspection?
19 November 2024
UK introduces amendments to multiple sanctions regimes to improve ability to implement and enforce financial sanctions
08 November 2024
Soundings out: Hong Kong's new regime on market soundings
08 November 2024
Failure to Prevent Fraud Offence: The long-awaited Government Guidance is published – companies have until September 2025 to implement "reasonable procedures"
10 October 2024
OTSI goes live: New UK trade sanctions enforcement regime takes effect
19 September 2024
OTSI - new trade sanctions civil enforcement powers in effect from October 2024
24 May 2024
FCA consults on extending the SDR and investment labels regime to portfolio managers
05 February 2024
EEA UCITS operators take note: the Overseas Funds Regime to start by the end of 2026
Showing 8 out of 8 results
