Jack is a Senior Associate specialising in contentious financial services regulation.
Jack acts for clients on contentious financial services regulatory matters. He has advised large UK and international retail and investment banks, and other financial services institutions, on FCA and PRA enforcement matters, interactions with UK and international regulators, as well as conducting and advising clients on independent and internal investigations.
He has experience of working for clients on a variety of matters relating to, among other issues: market abuse, disclosure obligations, alleged product mis-selling, outsourcing and operational resilience, consumer credit and rights issues, investment research, non-financial misconduct, whistleblowing and internal disciplinary procedures, and the Senior Managers and Certification Regime.
Jack has spent time on secondment to the regulatory enforcement and litigation teams at Deutsche Bank and MUFG.
Background
Jack read History and Politics at Brasenose College, Oxford (2011-2014) before undertaking the Graduate Diploma in Law (2014-2015) and the Legal Practice Course (2015-2016).
Experience & expertise
Selected matters
- a UK retail bank on regulatory compliance, an independent investigation, and related FCA and PRA enforcement investigations
- a global investment bank on an internal investigation following concerns raised by a whistleblower, as well as subsequent interactions with, and investigations by, regulators in the UK and internationally
- a global financial institution in relation to an FCA competition investigation
- a UK retail bank subject to FCA enforcement relating to product sales
- an investment bank on regulatory compliance in relation to whistleblowing allegations, and conducting a number of related internal investigations
Sectors
Related insights
