Corporate Notes
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Showing 12 out of 13 results
QCA publishes updated governance code
The Quoted Companies Alliance (QCA) has published a new version of its corporate governance code (QCA Code), which was last updated in 2018. The revised …
Ending of Covid relaxation measures
The Financial Conduct Authority (FCA) has announced, in its Primary Market Bulletin No. 39, that it is ending the temporary relaxations it introduced for …
Half-yearly corporate update – our latest briefing
We have published our half-yearly update briefing which summarises the major developments in UK corporate law and regulation that have occurred over the …
Company censured and fined for breach of AIM rules
The London Stock Exchange has censured and fined Sensyne Health plc £580,000 (discounted to £406,000 for early settlement) for failing to maintain …
FCA and FRC statement on reporting deadlines
The Financial Conduct Authority (FCA) and Financial Reporting Council (FRC) have published a joint statement reminding issuers of the temporary …
FCA enforcement action against CEO for disseminating misleading information
The FCA has publicly censured the former Chief Executive Officer of Worldspreads Group plc, a company which was traded on AIM, for market abuse. …
Company censured for breaches of the AIM Rules
The London Stock Exchange has censured and fined Yü Group plc £300,000 for failing to maintain effective controls to enable compliance with the AIM Rules …
FCA enforcement action
The Financial Conduct Authority (FCA) has censured Redcentric PLC for market abuse. Redcentric has agreed to pay compensation to affected investors. The …
Covid-19 - latest developments for corporate practitioners
Further additional guidance for companies has been published in light of the Covid-19 pandemic. Company meetings FRC and BEIS Q&A on company …
ESMA consultation on the EU SME growth market regime
The European Securities and Markets Authority (ESMA) has published a press release and consultation on the Small and Medium-sized enterprises (SME) …
COVID-19 - latest developments for corporate practitioners
In light of the widespread impact of COVID-19, various pieces of guidance have been published which companies should be aware of. Company meetings and …
Changes to MAR and PR for issuers on SME growth markets
The Market Abuse Regulation (MAR) and Prospectus Regulation (PR) have been amended for issuers on SME growth markets. In the UK, AIM is an SME growth …
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