Tag: senior managers regime (uk)
Showing 3 out of 3 results
20 December 2022
UK: Government to review SMCR rules as part of Edinburgh Reforms
16 November 2015
UK: Financial services: consultation on regulatory references and planned extension of Senior Managers Regime
The FCA and PRA are consulting until 7 December on proposed changes to the way relevant firms seek and provide references for candidates of certain …
29 September 2014
UK: Senior Managers, Certification and Conduct Rules - a new regulatory regime for individuals in banking
The final report of the Parliamentary Committee on Banking Standards criticised not just the "firewall of accountability" around senior individuals …