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COVID-19: Short selling restrictions and other reporting developments in the EU
[This post was last updated on 16 April 2020 to reflect the extensions to the temporary bans on short selling by EU national regulators] SHORT SELLING …
FCA review of outsourcing by life insurers
FCA publishes information for firms on COVID-19
The FCA has published information for firms on COVID-19. Communication with the FCA will be key as the situation evolves, and we recommend that firms …
HKMA publishes supervisory expectations and sound practices relating to algo trading following thematic examinations
On 6 March 2020, the HKMA issued a circular setting out its expectations on risk management for algorithmic (algo) trading, as well as sound practices …
MiFID II/MiFIR Review
Two years after MiFID II and MiFIR started to apply, the MiFID review process has begun, with both the European Commission and the European Securities …
LIBOR transition: FCA sets out its expectations for asset managers
The FCA has set out its expectations for asset management firms in a recent ‘Dear CEO’ letter (the Letter), confirming that such firms should be taking …
UK and EU set out their stalls on equivalence and the future trade deal (or no deal…?)
On 26 February 2020, the UK Government published its approach to UK's future relationship with the EU. The sections on financial services in the UK's …
The month ahead in financial services regulatory developments…
FCA’s Mark Steward cautions against fragmented markets and sends warning message to would-be abusers
ESMA publishes report on product intervention measures under MiFIR
The European Securities and Markets Authority (“ESMA”) has recently published final technical advice on the effects of product intervention measures …
FCA publishes Dear CEO letters to asset managers and alternative investment firms
LIBOR transition: Regulators expect firms to accelerate preparations for end-2021
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