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UK: FCA and PRA final rules on regulatory references: strengthening accountability in banking and insurance
The FCA and PRA have published new policy statements relating to regulatory references under the new accountability regimes for banks and insurers, which …
PRA and FCA updated guidance on CRDIV remuneration rules
The PRA and FCA have each issued consultation papers setting out draft updated guidance in respect of the CRDIV remuneration rules. The proposed updates …
UK: One month to deadline for implementing FCA and PRA whistleblowing rules
Given the distractions of the summer holiday season and the aftermath of the Brexit referendum, it would be understandable if other developments slipped …
UK: A guide to the PRA's proposals on the Solvency II remuneration rules
The PRA has issued a draft Supervisory Statement, containing guidance on how Solvency II remuneration rules are to be applied (Draft Guidance). The …
Use of predictive coding for e-disclosure endorsed by English High Court
A decision of the English High Court handed down earlier this week has expressly approved the use of predictive coding (also known as technology assisted …
UK: New FCA and PRA whistleblowing rules
The FCA and the PRA have both published policy statements on their new rules on whistleblowing as part of their series of policy changes focused on …
UK: PRA and FCA consult on approach to ring-fencing transfer schemes
The PRA is consulting on a draft statement of policy setting out its approach to ring-fencing transfer schemes (RFTS), and the FCA on guidance. Part VII …
Problems with unit-linked products
Unit-linked insurance products have recently given rise to a number of regulatory issues. These cover: mis-selling; the responsibility of the insurer …
The BoE approach to Solvency II
Geoff Maddock, partner Email | Profile tel: +44 20 7466 2067 mobile: +44 7785 255016 By Geoff Maddock, corporate insurance …
UK: Fair and Effective Markets Review publishes its final report
The Fair and Effective Markets Review (FEMR) has published its final report, setting out 21 recommendations to help restore trust in the wholesale Fixed …
UK: Cyber-security - what level of security will be sufficient to meet a firm's regulatory obligations?
Firms' confidential information, and the personal data of their customers, is increasingly being recognised as a valuable commodity, attracting the …
Solvency II and Non-Executive Directors
The PRA and FCA have confirmed their approach to non-executive directors (NEDs) under the Senior Insurance Managers Regime (SIMR). Some …
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