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01 October 2020
ESMA consults on transaction reporting and OTFs
29 September 2020
October 2020: The month ahead in financial services regulatory developments…
14 September 2020
Industry codes: the regulatory and litigation risks and how to mitigate them in practice
11 September 2020
FCA: Market Watch 65
03 September 2020
PRA Dear CEO letter to firms on operational readiness for TPR
27 August 2020
September 2020: The month ahead in financial services regulatory developments…
29 July 2020
August 2020: The month ahead in financial services regulatory developments…
22 June 2020
MiFID II: ESMA guidance on compliance function requirements
05 June 2020
Megan Butler on the FCA’s response to Covid-19 and expectations for 2020
04 June 2020
FCA to carry out a survey of firms’ financial resilience
01 June 2020
The month ahead in financial services regulatory developments…
18 May 2020
COVID-19: Temporary bans on short selling in the EU come to an end
Those national regulators in the EU which had put in place temporary restrictions on any short selling of securities admitted to trading on regulated …
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