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13 January 2020
SFC clarifies licensing obligations of PE firms and family offices which conduct business in Hong Kong
On 7 January 2020, the Securities and Futures Commission (SFC) issued two circulars to clarify aspects of the licensing obligations applicable to private …
17 December 2019
Building Operational Resilience: UK regulators launch consultations
09 December 2019
Corporate Crime update - December 2019
04 December 2019
The month ahead in financial services regulatory developments…
20 November 2019
Regulation in Focus Podcast Episode 1 – November 2019
05 November 2019
Hong Kong SFC's new electronic data requirements place MICs and cloud services in the spotlight
On 31 October 2019, the Hong Kong Securities and Futures Commission (SFC) published a circular (Circular) on the use of electronic data storage …
30 October 2019
The month ahead in financial services regulatory developments…
15 July 2019
The month ahead in financial services regulatory developments…
Showing 56 out of 56 results