All blog posts
Showing 312 out of 391 results
Hong Kong court's dismissal of investor's mis-selling counterclaim: some further thoughts
Further to the brief post we published on the April judgment in DBS Bank (Hong Kong) Limited v Sit Pan Jit (HCA 382/2009), our team in Hong …
Amendments to the regulatory regime for dark pool operators in Hong Kong
On 15 May 2015, the Securities and Futures Commission (SFC) published its consultation conclusions concerning the regulation in Hong Kong of dark pools, …
Hong Kong SFC licensed corporations to be exempted from CFTC registration as FCMs when dealing with US customers in relation to futures trading
The US Commodity Futures Trading Commission (CFTC) has recently issued a Regulation 30.10 order to the Securities and Futures Commission (SFC) in Hong …
Hong Kong regulator loses battle on the fight against unauthorized advertisement, but the war continues
On 20 March 2015, the Hong Kong Court of Final Appeal (CFA) allowed the appeal by Pacific Sun Advisors Limited and its Chief Executive Officer, Mantel, …
Cybersecurity – managing a crisis in the digital era – Part 3
Information security and system resilience are strategic issues for every business, with media reports of security breaches in businesses, government …
Cybersecurity - managing a crisis in the digital era - Part 2
Information security and system resilience are strategic issues for every business, with media reports of security breaches in businesses, government …
Cybersecurity – managing a crisis in the digital era
Information security and system resilience are strategic issues for every business, with media reports of security breaches in businesses, government …
Market abuse update - April 2015
2014 was marked by record fines for benchmark manipulation globally, criminal prosecutions for insider trading and market manipulation, and the first …
Hong Kong court dismisses investor's counterclaim against bank for mis-selling of financial products
The Court of First Instance has recently handed down its judgment in DBS Bank (Hong Kong) Limited v Sit Pan Jit (HCA 382/2009), which concerned a …
The new market misconduct enforcement regime in Singapore - and a brief comparison with the position in Hong Kong
From 17 March 2015 onward, all market misconduct offences (such as insider trading and market manipulation under Part XII of the Securities and Futures …
Corporate Crime Monthly Update February 2015
Welcome to the February 2015 edition of our corporate crime update - our round-up of developments in relation to corruption, money laundering, …
Big Four settle disclosure case with SEC
The SEC's administrative court approved a settlement between the SEC and the Chinese affiliates of PwC, Ernst & Young, KPMG, BDO and Deloitte, fining …
Showing 312 out of 391 results
View more