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Imprisonment for Beijing securities analysts convicted of disclosing State secrets
Two Beijing securities analysts have been convicted of obtaining and deliberately divulging State secrets relating to PRC macroeconomic data. They …
Hong Kong SFC revokes IPO sponsor's licence to advise on corporate finance
On 22 April 2012, the Securities and Futures Commission ("SFC") announced that it had revoked Mega Capital (Asia) Company Limited's ("Mega Capital") …
Court of Appeal rules partial waiver of privilege recognised in Hong Kong
In Citic Pacific Limited v Secretary for Justice (unrep, CACV 60/2011), the Court of Appeal considered the legal principles relating to the nature and …
Guide to anti-corruption regulation in Asia
Herbert Smith has prepared a PDF guide to complying with anti-corruption regulation in Asia for 2012/2013. The guide covers the following jurisdictions: …
Gifts and Entertainment - compliance with anti-bribery regulation in Asia
Herbert Smith has prepared a PDF guide to complying with anti-bribery regulation in Asia for 2012/2013. The guide covers the following jurisdictions: …
Court of Appeal upheld SFC's appeal in Tiger Asia, confirming CFI's power to make final orders based on own finding of alleged market misconduct
The Securities and Futures Commission ("SFC") secured a victory in the Court of Appeal last week in its ongoing battle against the New York-based hedge …
Consultation on the review of MiFID: inducements
The European Commission published a wide ranging consultation (the Consultation) on its review of the Markets in Financial Instruments Directive (MiFID) …
Showing 391 out of 391 results