Tag: asset management
Showing 12 out of 13 results
07 May 2024
Private equity financing in the UK regulatory spotlight
05 February 2024
EEA UCITS operators take note: the Overseas Funds Regime to start by the end of 2026
21 February 2023
FCA publishes new Discussion Paper on updating and improving the UK regulatory regime for asset management
28 July 2022
FCA confirms final rules for new Consumer Duty and gives firms more time to comply
27 July 2021
FCA CEO sets out transformational agenda for the regulator and the regulated – the 2021/22 FCA Business Plan
03 March 2020
LIBOR transition: FCA sets out its expectations for asset managers
The FCA has set out its expectations for asset management firms in a recent ‘Dear CEO’ letter (the Letter), confirming that such firms should be taking …
24 January 2020
FCA publishes Dear CEO letters to asset managers and alternative investment firms
30 August 2019
The month ahead in financial services regulatory developments…
15 July 2019
The month ahead in financial services regulatory developments…
13 December 2018
Revamped SFC Code on Unit Trusts and Mutual Funds targeted for implementation on 1 January 2019 with transitional period
On 6 December 2018, the Securities and Futures Commission (SFC) published the conclusions to its consultation on proposed amendments to the Code on Unit …
29 May 2018
HONG KONG SFC ISSUES DISCLOSURE REQUIREMENTS FOR DISCRETIONARY ACCOUNTS
On 23 May 2018, the Securities and Futures Commission (SFC) published its consultation conclusions on disclosure requirements for discretionary accounts …
21 November 2017
Hong Kong SFC publishes consultation conclusions on asset management regulation and launches further consultation
On 16 November 2017, the Securities and Futures Commission (SFC) in Hong Kong published its consultation conclusions on proposals to enhance asset …
Showing 12 out of 13 results
View more