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Corporate Crime update - December 2018
Welcome to the December 2018 edition of our corporate crime update - our round up of developments in relation to corruption, money laundering, …
From offline to online: upholding investor protection in sale of complex products
As investment services go digital, Hong Kong regulators have found it necessary to issue tailored guidance to protect investors. From 6 April and 23 …
Brexit Outline Political Declaration: Initial indicators for the financial services industry
Yesterday's announcements on the terms agreed for the UK's withdrawal from the EU say relatively little about the future framework for cross-border trade …
Casting the regulatory net over virtual assets – new regulation in Hong Kong for crypto fund managers, fund distributors and trading platforms
Yesterday, the Securities and Futures Commission (SFC) published a statement (Statement), together with a press release, setting out its new regulatory …
STANDARDISED RULES FOR PRESCRIBING PROFESSIONAL INVESTORS TARGETED FOR IMPLEMENTATION IN HONG KONG ON 13 JULY 2018
Last Friday, the SFC published the conclusions to its consultation on amendments to the Securities and Futures (Professional Investor) Rules (PI Rules), …
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