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Corporate Crime update - December 2018
Welcome to the December 2018 edition of our corporate crime update - our round up of developments in relation to corruption, money laundering, …
EUROPEAN COMMISSION ANNOUNCES "NO DEAL" CONTINGENCY ACTION PLAN
The European Commission has announced that it has started implementing its Brexit “no deal” Contingency Action Plan given the continuing uncertainty …
HKMA set to turn up the heat on bank culture in 2019
On 19 December 2018, the Hong Kong Monetary Authority (HKMA) announced that it will introduce supervisory measures (Supervisory Measures) focused …
From offline to online: upholding investor protection in sale of complex products
As investment services go digital, Hong Kong regulators have found it necessary to issue tailored guidance to protect investors. From 6 April and 23 …
Revamped SFC Code on Unit Trusts and Mutual Funds targeted for implementation on 1 January 2019 with transitional period
On 6 December 2018, the Securities and Futures Commission (SFC) published the conclusions to its consultation on proposed amendments to the Code on Unit …
UAE introduces new anti-corruption laws with extra-territorial effect
Federal Decree No. 24 of 2018 has amended certain provisions of Federal Law No. 3 of 1987 (the "Penal Code") to strengthen anti-corruption legislation in …
China's new law on judicial assistance in criminal matters will impact investigations
The People's Republic of China recently enacted a new law that will impact foreign authorities, corporations and individuals involved in overseas …
Renewed focus on compensation to address misconduct risk
The Financial Stability Board (FSB) released on 23 November 2018 its recommendations on the types of data regulators should be collecting from financial …
Corporate Crime autumn update 2018
Welcome to the autumn 2018 edition of our corporate crime update - our round up of developments in relation to corruption, money …
Brexit Final Political Declaration: Nothing [new] to see here?
On financial services, the final political declaration contains essentially the same three points as in last week's outline political declaration (the …
Hong Kong SFC commences thematic review of risk governance and oversight frameworks, including assessment of risk management MICs
Last Friday, the SFC announced (via a circular) that it had commenced a thematic review of selected licensed corporations (LCs) to assess their risk …
Brexit Outline Political Declaration: Initial indicators for the financial services industry
Yesterday's announcements on the terms agreed for the UK's withdrawal from the EU say relatively little about the future framework for cross-border trade …
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